Archives

Covering the Essentials As we adjust to what we expect will be a prolonged period of new working practices, this may be a good time to reflect on the adequacy of CASS arrangements in firms whose [...]

A regulated firm told me the other day that their auditor had qualified their CASS audit report recently, in relation to their CASS reconciliations. The qualification was not because the [...]

You might have thought, with all the debate and months of consultation which went into the client money and assets changes in PS14/09, that the implementation phase would be straightforward. [...]