WE PROVIDE SUBJECT MATTER EXPERTISE ON BUSINESS STRATEGY, OPERATIONS AND THE PRACTICAL APPLICATION OF REGULATORY REQUIREMENTS AND CHANGES TO THE FINANCIAL SERVICES INDUSTRY.

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Chaotic Changes

Systems and supplier changes – what could possibly go wrong? Recent well-publicised failures in delivery of client services following system or supplier changes are [...]

Managing Intra-Day Funding

Now that the PS14/09 changes have been made, some of the challenges involved in providing the necessary transparency, control and governance to ensure on-going [...]

Spelling It Out

A regulated firm told me the other day that their auditor had qualified their CASS audit report recently, in relation to their CASS reconciliations. The [...]

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